Disclosures & Important Documents

Sendero Wealth Management, LLC (“Sendero”) is an SEC registered investment adviser with its principal place of business in the State of Texas. Sendero is in compliance with the current notice filing requirements imposed upon SEC registered investment advisers by those states in which Sendero maintains clients. Sendero may only transact business in those states in which it is notice filed or qualifies for an exemption or exclusion from notice filing requirements.

This website is limited to the dissemination of general information pertaining to Sendero’s investment advisory/management services. Any subsequent, direct communication by Sendero with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Sendero, please contact Sendero or refer to the Investment Adviser Public Disclosure web site (www.adviserinfo.sec.gov).

For additional information about Sendero, including fees and services, download our Form ADV Part II. Please read the disclosure statement carefully before you invest.

Downloads

Sendero Wealth Management LLC ADV II Part 2A Brochure (PDF)

Sendero Wealth Management LLC ADV II Part 2B Brochure (PDF)

Sendero Wealth Management LLC Business Continuity Plan (PDF)

Sendero Wealth Management LLC Code of Ethics (PDF)